Privacy Policy
Twenty-First Securities is required
to inform customers in writing when an account is opened, and
annually thereafter, of Twenty-First’s Privacy Policy.
Twenty-First Securities collects
nonpublic personal information about its customers from
information Twenty-First receives from its customers on
applications and other forms, and from information about its
customers’ transactions with Twenty-First and others. We do not
disclose any nonpublic personal information about our customers to
anyone, except as permitted by law.
If a Twenty-First Securities
customer decides to close his/her account or become an inactive
customer, Twenty-First will adhere to the privacy policies and
practices as described in this notice.
Twenty-First Securities restricts
access to customers’ personal and account information to those
employees who need to know that information to provide products or
services to customers. Twenty-First maintains physical, electronic
and procedural safeguards to guard customers’ nonpublic personal
information.
Verification of Customer
Identity
Important information about
procedures for opening a new account: To help the government
fight the funding of terrorism and money laundering activities,
Federal law requires all financial institutions to obtain, verify
and record information that identifies each person who opens an
account. When you open an account, we will ask you for your name,
address, date of birth and other information that will allow us to
identify you. For individuals, we also will ask for a copy of your
driver’s license or passport. In addition, Twenty-First Securities
may be required to file a suspicious activity report (SAR) on a
client or potential client. Twenty-First Securities is not allowed
to notify a customer or potential customer of the filing of an
SAR.
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